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OCC bolsters team with senior appointments

14 June 2019 Chicago
Reporter: Maddie Saghir

OCC has bolstered its team with four new senior leaders including a new general counsel

Michelle Bastin joins Pirum

13 June 2019 London
Reporter: Jenna Lomax

Pirum has appointed Michelle Bastin as part of its securities lending team

Wells Fargo launches prime trade services

13 June 2019 New York
Reporter: Jenna Lomax

Wells Fargo Corporate and Investment Banking has launched a prime trade services group to give clients customised outsourced and agency trading solutions

Delta Capita appoints Emerson Boix for SFTR testing

12 June 2019 London
Reporter: Jenna Lomax

Delta Capita has appointed Emerson Boix to lead its Securities Financing Transactions Regulation Test Consortium technical implementation

HK SFC reveals ‘expected standards’ for short selling and SBL market

11 June 2019 Hong Kong
Reporter: Rebecca Delaney

The Hong Kong SFC has published a new report detailing its expected standards and market practices in short selling and securities lending

REGIS-TR appoints Thomas Steimann as new CEO

11 June 2019 London
Reporter: Jenna Lomax

REGIS-TR has appointed Thomas Steimann as new CEO, effective immediately

Exclusive: wematch.live and Pirum launch integrated solution

11 June 2019 London
Reporter: Maddie Saghir

wematch.live and Pirum have implemented connectivity between the platforms and now offer an integrated solution to their mutual clients

Chainalysis to help Lendingblock boost AML procedures

10 June 2019 London
Reporter: Maddie Saghir

Ahead of the Financial Action Task Force, Chainalysis is working with Lendingblock to boost AML procedures and combat financing of terrorism procedures

IHS Markit: LYFT and UBER mark most anticipated IPOs

10 June 2019 New York
Reporter: Maddie Saghir

Uber and Lyft were the most anticipated of IPOs of the year by longs and shorts, according to Sam Pierson of IHS Markit

SimCorp appoints Kromann as COO

10 June 2019 London
Reporter: Maddie Saghir

SimCorp has appointed Christian Kromann as COO, effective 1 August

DTCC to support Catena, CSS and Finastra with SFTR

10 June 2019 New York
Reporter: Maddie Saghir

DTCC has partnered with Catena, CSS and Finastra to support their mutual clients who will leverage DTCC’s GTR service for SFTR

Investment banks ‘overconfident’ on SFTR compliance

10 June 2019 London
Reporter: Jenna Lomax

Tier one, tier two and tier three investment banks are ‘overconfident’ about the EU’s new Securities Financing Transactions Regulation implementation, according to a new Regulatory Outlook Report from Luxoft

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