In a February 2014 letter, SEC staff granted relief requested by Nuveen Advisors for its lending agent, U.S. Bank National Association, to negotiate rebate rates...
To help its Dutch pension fund clients meet the Financieel ToetsingsKader (FTK) regulations set out by the Dutch National Bank, Northern Trust has enhanced its investment statement reporting solutions...
Clearstream’s March 2014 figures saw a continued peak of assets under custody at €12.1 trillion, and significant growth across all four Clearstream business streams of custody, settlement, global securities financing, and investment funds service
GGM Capital, the Luxembourg-based boutique investment bank, has appointed Gabriel Padilla as managing director of GGM Capital Markets to head up its newly opened London office...
TradeStation is to offer its clients the ability to execute trades with IEX, making it the first US retail broker to offer its customers access to this market centre. IEX is a non-exchange trading venue for buyers and sellers of equities...
LCH.Clearnet Group has appointed Jill Considine to its board of directors. Considine will join the board on 25 April 2014. She will also serve as chair of the board directors of LCH.Clearnet LLC, the group’s US-based entity...