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ESMA stalls on buy-in technical standards


30 September 2015 Paris
Reporter: Drew Nicol

The European Securities and Markets Authority has delayed the release of further clarification on the mandatory buy-in provisions in the Central Securities Depositaries Regulation...
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Taiwan removes uptick rule


28 September 2015 Taipei
Reporter: Drew Nicol

The four-week uptick rule in Taiwan was lifted last week after renewed market stability...
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SEC lifts OCC capital stay


14 September 2015 Chicago
Reporter: Mark Dugdale

The US SEC has lifted a temporary stay of OCC’s proposed capital plan amid a challenge from options competitors...
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REGIS-TR approved for energy regulations reporting


27 August 2015 Frankfurt
Reporter: Stephanie Palmer

The trade repository REGIS-TR has been approved as a registered reporting mechanism (RRM) for the European regulation on wholesale energy market integrity and transparency...
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Morningstar backs SEC’s call for fee-split transparency


26 August 2015 Chicago
Reporter: Mark Dugdale

The securities lending aspects of the US SEC's investment company reporting modernisation programme are necessary because fund investors are entitled to know the revenue split between the manager, agent lender, and the fund itself...
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CSDR will damage securities lending market, says ISLA


11 August 2015 London
Reporter: Drew Nicol

The International Securities Lending Association “fundamentally disagrees” with the Central Securities Depository Regulation’s implementation of mandatory buy-ins for securities lending transactions...
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ESMA issues advice on CSDR settlement fails


10 August 2015 Paris
Reporter: Stephanie Palmer

The European Securities and Markets Authority has issued its technical advice on appropriate penalties for settlement fails under the central securities depository regulation...
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Greece bans short selling again


10 August 2015 Athens
Reporter: Drew Nicol

Greece has instituted another four-week ban on short selling, but this time with a new exemption for market makers...
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FSB delays due to asset managers’ concerns


07 August 2015 Basel
Reporter: Mark Dugdale

The Financial Stability Board has decided to delay finalising the assessment methodologies for non-bank, non-insurer global systemically important financial institutions...